Qin Shi Huang

Qin Shi Huang (秦始皇) (259 BC – 210 BC), personal name Ying Zheng (嬴政), was king of the Chinese State of Qin from 246 BC to 221 BC during the warring states period. He became the first emperor of a unified China in 221 BC. He ruled until his death in 210 BC at the age of 49.


Calling himself the First Emperor (Chinese: 始皇帝) after China's unification, Qin Shi Huang is a pivotal figure in Chinese history, ushering nearly two millennia of imperial rule. After unifying China, he and his chief advisor Li Si passed a series of major economic and political reforms. He undertook gigantic projects, including building and unifying various sections of the Great Wall of China, the now famous city-sized mausoleum guarded by the life-sized Terracotta Army, and a massive national road system, all at the expense of numerous lives. To ensure stability, Qin Shi Huang outlawed and burned many books and buried some scholars alive.


Name of Shi Huangdi


Title meaning

From the beginning of the zhou dynasty in 1045 BC to the time of the First Emperor, rulers of the Chinese states were titled Wang (Chinese: 王), a term that originally meant "big man" but later came to mean "chief" or "king". Following his defeat of the last of the Warring States in 221 BC, King Zheng of Qin became de facto ruler of all China. To celebrate this achievement and consolidate his power base, King Zheng created a new title calling himself the First Sovereign Emperor of Qin (Chinese: 秦始皇帝; pinyin: Qín Shǐ Huángdì; Wade–Giles: Ch'in Shih Huang-ti), often shortened to Qin Shi Huang (Chinese: 秦始皇; pinyin: Qín Shǐ Huáng; Wade–Giles: Ch'in Shih-Huang).


The character shǐ 始 means "first". The first emperor's heirs would then be successively called "Second Emperor", "Third Emperor" and so on down the generations.


The term Huangdi (Chinese: 皇帝; Wade–Giles: Huang-ti) comes from the mythical three sovereigns and five emperors Era (Chinese: 三皇五帝; pinyin: Sān Huáng Wŭ Dì), from which the two terms "Sovereign" and "Emperor" (huang 皇 and di 帝) are extracted. By adding such a title, Qin Shihuang hoped to appropriate some of the previous Yellow Emperor's divine status and prestige.


Additionally, the character huáng 皇 literally means "shining" or "splendid" and was "most frequently used as an epithet of Heaven."


Usage

Both "Qin Shi Huangdi" (秦始皇帝) and "Qin Shi Huang" (秦始皇) appear in the Records of the Grand Historian written by Sima Qian. The longer name "Qin Shi Huangdi" (秦始皇帝) appears first in chapter 5, though the shorter name "Qin Shi Huang" (秦始皇) was the name of chapter 6 (秦始皇本紀). However, the name Qin Shi Huangdi is believed to be the correct one since Ying Zheng joined together the words Huang (Imperial) and Di (ruler), to create Huangdi (emperor).


Family history and birth

A rich merchant in the State of Han, named Lü Buwei, met Master Yiren (公子異人). Lü Buwei's manipulation helped Yiren become King Zhuangxiang of Qin. At the time, King Zhuangxiang of Qin was a prince of Qin blood, who took residence at the court of the State of Zhao as a hostage to guarantee an armistice between the two states.


According to the Records of the Grand Historian, the first emperor was born in 259 BC as the eldest son of King Zhuangxiang of Qin. King Zhuangxiang of Qin saw a concubine belonging to Lü Buwei, and she bore the first emperor. At birth, he was given the personal name Zheng (政). Because Zheng was born in Handan, capital of the enemy state of Zhao (趙), he thus had the name Zhao Zheng. Zhao Zheng's ancestors are said to have come from Gansu .


Birth controversy

According to the Records of the Grand Historian, written by Sima Qian during the next dynasty and avowedly hostile to Qin Shi Huang, the first emperor was not the actual son of King Zhuangxiang of Qin. By the time Lü Buwei introduced the dancing girl Zhao Ji (趙姬, or the Concubine from Zhao) to the future King Zhuangxiang of Qin, she was allegedly Lü Buwei's concubine and had already become pregnant by him. According to translations of the Annals of Lü Buwei the woman gave birth to the future emperor in the city of Handan in 259 BC, the first month of the 48th year of King Zhaoxiang of Qin. The idea that the emperor was an illegitimate child added to the negative view of him for most of the next 2000 years after his death. Today there is skepticism amongst some scholars about this claim as recorded by Sima Qian. There is some inconsistency between the date of birth and the theory of Lü Buwei being the real father of the first emperor. In the view of some scholars, the length of the pregnancy, lasting a full year if the accusation is true, is impossible according to modern medicine. Professors John Knoblock and Jeffrey Riegel, in their translation of Lü Buwei's Spring and Autumn Annals, call the story "patently false, meant both to libel Lü and to cast aspersions on the First Emperor."


King of the Qin state


Teenage years

In 246 BC, when King Zhuangxiang died after a short reign of just three years, he was succeeded to the throne by his 13-year-old son. At the time, Zhao Zheng was still young, so Lü Buwei acted as the regent prime minister of the State of Qin, which was still waging war against the other six states.


Lao Ai's attempted coup

As King Zheng grew older, Lü Buwei became fearful that the boy king would discover his liaison with his mother Zhao Ji (趙姬). He decided to distance himself and look for a replacement for the queen dowager. He found a man named Lao Ai (嫪毐). According to the Record of Grand Historian, Lao Ai was disguised as a eunuch by plucking his beard. Later Lao Ai and queen Zhao Ji got along so well they secretly had two sons together. Lao Ai then became ennobled as Marquis Lao Ai, and was showered with riches. Lü Buwei's plot was supposed to replace King Zheng with one of the hidden sons. But during a dinner party drunken Lao Ai was heard bragging about being the young king's step father. In 238 BC the king was traveling to the ancient capital of Yong (雍). Lao Ai seized the queen mother's seal and mobilized an army in an attempt to start a coup and rebel.


A price of 1 million copper coins was placed on Lao Ai's head if he was taken alive or half a million if dead. Lao Ai's supporters were captured and beheaded; then Lao Ai was tied up and torn to five pieces by horse carriages, while his entire family was executed to the third degree. The two hidden sons were also killed, while mother Zhao Ji was placed under house arrest until her death many years later. Lü Buwei drank a cup of poison wine and committed suicide in 235 BC. Ying Zheng then assumed full power as the King of the Qin state. Replacing Lü Buwei, Li Si was also now the new chancellor.


Jing Ke's assassination mission

King Zheng and his troops continued to take over different states. The state of Yan was small, weak and frequently harassed by soldiers. It was no match for the Qin state. So Crown Prince Dan of Yan plotted an assassination attempt to get rid of King Zheng, begging Jing Ke to go on the mission in 227 BC. Jing Ke was accompanied by Qin Wuyang in the plot. Each was supposed to present a gift to King Zheng, a map of Dukang and the decapitated head of Fan Wuji.


Qin Wuyang first tried to present the map case gift, but trembled in fear and moved no further towards the king. Jing Ke continued to advance toward the king, while explaining that his partner "has never set eyes on the Son of Heaven", which is why he is trembling. Jing Ke had to present both gifts by himself. While unrolling the map, a dagger was revealed. The king drew back, stood on his feet, but struggled to draw the sword to defend himself. At the time, other palace officials were not allowed to carry weapons. Jing Ke pursued the king, attempting to stab him, but missed. King Zheng drew out his sword and cut Jing Ke's thigh. Jing Ke then threw the dagger, but missed again. Suffering eight wounds from the king's sword, Jing Ke realised his attempt had failed and knew that both of them would be killed afterwards. The Yan state was conquered by the Qin state five years later.


Gao Jianli's assassination mission

Gao Jianli was a close friend of Jing Ke, who wanted to avenge his death. As a famous lute player, one day he was summoned by King Zheng to play the instrument. Someone in the palace who had known him in the past exclaimed, "This is Gao Jianli". Unable to bring himself to kill such a skilled musician, the emperor ordered his eyes put out. But the king allowed Gao Jianli to play in his presence. He praised the playing and even allowed Gao Jianli to get closer. As part of the plot, the lute was fastened with a heavy piece of lead. He raised the lute and struck at the king. He missed, and his assassination attempt failed. Gao Jianli was later executed.


First unification of China

In 230 BC, King Zheng unleashed the final campaigns of the warring states period, setting out to conquer the remaining independent kingdoms, one by one.


The first state to fall was Han (韓; sometimes called Hann to distinguish it from the Han 漢 of han dynasty), in 230 BC. Then Qin took advantage of a natural disaster, the 229 BC Zhao state earthquake, to invade and conquer Zhao where Qin Shi Huang had been born. He now avenged his poor treatment as a child hostage there, seeking out and killing his enemies.


Qin armies conquered the state of Zhao in 228 BC, the northern country of Yan in 226 BC, the small state of Wei in 225 BC, and the largest state and greatest challenge, Chu, in 223 BC.


In 222 BC, the last remnants of Yan and the royal family were captured in Liaodong in the northeast. The only independent country left was now state of Qi, in the far east, what is now the Shandong peninsula. Terrified, the young king of Qi sent 300,000 people to defend his western borders. In 221 BC, the Qin armies invaded from the north, captured the king, and annexed Qi.


For the first time, all of China was unified under one powerful ruler. In that same year, King Zheng proclaimed himself the "First Emperor" (始皇帝), no longer a king in the old sense and now far surpassing the achievements of the old zhou dynasty rulers.


In the South, military expansion continued during his reign, with various regions being annexed to what is now Guangdong province and part of today's Vietnam.


First emperor of the qin dynasty


Division and politics

In an attempt to avoid a recurrence of the political chaos of early imperial China, the conquered states were not allowed to be referred to as independent nations. The empire was then divided into 36 commanderies (郡), later more than 40 commanderies. The whole of China was now divided into administrative units: first commanderies, then districts (縣), counties (鄉) and hundred-family units (里). This system was different from the previous dynasties, which had loose alliances and federations. People could no longer be identified by their native region or former feudal state, as when a person from Chu was called "Chu person" (楚人). Appointments were now based on merit instead of hereditary rights.


Economy

Qin Shi Huang and Li Si unified China economically by standardizing the Chinese units of measurements such as weights and measures, the currency, the length of the axles of carts to facilitate transport on the road system. The emperor also developed an extensive network of roads and canals connecting the provinces to improve trade between them. The currency of the different states were also standardized to the Ban liang coin (半兩). Perhaps most importantly, the Chinese script was unified. Under Li Si, the seal script of the state of Qin was standardized through removal of variant forms within the Qin script itself. This newly standardized script was then made official throughout all the conquered regions, thus doing away with all the regional scripts to form one language, one communication system for all of China.


Identification

Qin Shi Huang also followed the school of the five elements, earth, wood, metal, fire and water. It was believed that the royal house of the previous dynasty Zhou had ruled by the power of fire, which was the color red. The new qin dynasty must be ruled by the next element on the list, which is water, represented by the color black. Black became the color for garments, flags, pennants. Other associations include north as the cardinal direction, winter season and the number six. Tallies and official hats were six inches long, carriages six feet wide, one pace (步) was 6 ft (1.8 m).


Zhang Liang's assassination attempt

In 230 BC, the state of Qin had defeated the state of Han. A Han aristocrat named Zhang Liang swore revenge on the Qin emperor. He sold all his valuables and in 218 BC, he hired a strongman assassin and built him a heavy metal cone weighing 120 jin (roughly 160 lb or 97 kg). The two men hid among the bushes along the emperor's route over a mountain. At a signal, the muscular assassin hurled the cone at the first carriage and shattered it. However, the emperor was actually in the second carriage, as he was traveling with two identical carriages for this very reason. Thus the attempt failed. Both men were able to escape in spite of a huge manhunt.


North: Great wall

The Qin fought nomadic tribes to the north and northwest. The Xiongnu tribes were not defeated and subdued, thus the campaign was tiring and unsuccessful, and to prevent the Xiongnu from encroaching on the northern frontier any longer, the emperor ordered the construction of an immense defensive wall. This wall, for whose construction hundreds of thousands of men were mobilized, and an unknown number died, is a precursor to the current Great Wall of China. It connected numerous state walls which had been built during the previous four centuries, a network of small walls linking river defenses to impassable cliffs. A great monument of China to this day, the Great Wall still stands, open to the public to challenge its million steps.


South: Lingqu canal

A famous South China quotation was "In the North there is the Great Wall , in the South there is the Lingqu canal" (北有長城、南有靈渠). In 214 BC the Emperor began the project of a major canal to transport supplies to the army. The canal allows water transport between north and south China. The canal, 34 kilometers in length, links the Xiang River which flows into the Yangtze and the Li Jiang, which flows into the Pearl River. The canal connected two of China's major waterways and aided Qin's expansion into the southwest. The construction is considered one of the three great feats of Ancient Chinese engineering, the others being the Great Wall and the Sichuan Dujiangyan Irrigation System.


End of hundred schools of thought

While the previous Warring States era was one of constant warfare, it was also considered the golden age of free thought. Qin Shi Huang eliminated the Hundred Schools of Thought which incorporated Confucianism and other philosophies. After the unification of China, with all other schools of thought banned, legalism became the endorsed ideology of the qin dynasty. Legalism was basically a system that required the people to follow the laws or be punished accordingly.


Book burning period

Beginning in 213 BC, at the instigation of Li Si and to avoid scholars' comparisons of his reign with the past, Qin Shi Huang ordered most existing books to be burned with the exception of those on astrology, agriculture, medicine, divination, and the history of the State of Qin. This would also serve the purpose of furthering the ongoing reformation of the writing system by removing examples of obsolete scripts. Owning the Book of Songs or the Classic of History was to be punished especially severely. According to the later Records of the Grand Historian, the following year Qin Shi Huang had some 460 scholars buried alive for owning the forbidden books. The emperor's oldest son Fusu criticised him for this act. The emperor's own library still had copies of the forbidden books but most of these were destroyed later when Xiang Yu burned the palaces of Xianyang in 206 BC.


Other achievements

After the unification, Qin Shi Huang moved out of Xianyang palace (咸陽宮), and began building the gigantic Epang palace (阿房宫) south of the Wei River, Epang is the most loved concubine of Qin Shi Huang. Other achievements such as the 12 bronze colossi were also made from the melted-down collected weapons.


Death and aftermath


Elixir of life

Later in his life, Qin Shi Huang feared death and desperately sought the fabled elixir of life, which would supposedly allow him to live forever. He was obsessed with acquiring immortality and fell prey to many who offered him supposed elixirs. He visited Zhifu Island three times in order to achieve immortality.


In one case he sent Xu Fu, a Zhifu islander, with ships carrying hundreds of young men and women in search of the mystical Penglai mountain. They were sent to find Anqi Sheng, a 1,000-year-old magician whom Qin Shi Huang had supposedly met in his travels and who had invited him to seek him there. These people never returned, perhaps because they knew that if they returned without the promised elixir, they would surely be executed. Legends claim that they reached Japan and colonized it. It is also possible that the book burning, a purge on what could be seen as wasteful and useless literature, was, in part, an attempt to focus the minds of the Emperor's best scholars on the alchemical quest. Some of the executed scholars were those who had been unable to offer any evidence of their supernatural schemes. This may have been the ultimate means of testing their abilities: if any of them had magic powers, then they would surely come back to life when they were let out again. Since the great emperor was afraid of death and, "evil spirits", he had workers build a series of tunnels and passage ways to each of his palaces (over 200 were owned by him), because these would keep him safe from the evil spirits, as he traveled unseen.


Death

In 211 BC a large meteor is said to have fallen in Dongjun (東郡) in the lower reaches of the Yellow River. On it, an unknown person inscribed the words "The First Emperor will die and his land will be divided." When the emperor heard of this, he sent an imperial secretary to investigate this prophecy. No one would confess to the deed, so all the people living nearby were put to death. The stone was then burned and pulverized.


The Emperor died during one of his tours of Eastern China, on September 10, 210 BC (Julian Calendar) at the palace in Shaqiu prefecture (沙丘平台), about two months away by road from the capital Xianyang. Reportedly, he died due to ingesting mercury pills, made by his court scientists and doctors. Ironically, these pills were meant to make Qin Shi Huang immortal.


After the Emperor's death Prime Minister Li Si, who accompanied him, became extremely worried that the news of his death could trigger a general uprising in the Empire. It would take two months for the government to reach the capital, and it would not be possible to stop the uprising. Li Si decided to hide the death of the Emperor, and return to Xianyang. Most of the Imperial entourage accompanying the Emperor was left ignorant of the Emperor's death; only a younger son, Ying Huhai, who was traveling with his father, the eunuch Zhao Gao, Li Si, and five or six favorite eunuchs knew of the death. Li Si also ordered that two carts containing rotten fish be carried immediately before and after the wagon of the Emperor. The idea behind this was to prevent people from noticing the foul smell emanating from the wagon of the Emperor, where his body was starting to decompose severely as it was summertime. They also pulled down the shade so no one could see his face, changed his clothes daily, brought food and when he had to have important conversations they would act as if he wanted to send them a message.


Second emperor conspiracy

Eventually, after about two months, Li Si and the imperial court reached Xianyang, where the news of the death of the emperor was announced. Qin Shi Huang did not like to talk about his own death and he had never written a will. After his death, the eldest son Fusu would normally become the next emperor.


Li Si and the chief eunuch Zhao Gao conspired to kill Fusu because Fusu's favorite general was Meng Tian, whom they disliked and feared; Meng Tian's brother, a senior minister, had once punished Zhao Gao. They believed that if Fusu was enthroned, they would lose their power. Li Si and Zhao Gao forged a letter from Qin Shi Huang saying that both Fusu and General Meng must commit suicide. The plan worked, and the younger son Huhai became the Second Emperor, later known as Qin Er Shi or "Second Generation Qin."


Qin Er Shi, however, was not as capable as his father. Revolts quickly erupted. His reign was a time of extreme civil unrest, and everything built by the First Emperor crumbled away within a short period. One of the immediate revolt attempts was the 209 BC Daze Village Uprising led by Chen Sheng and Wu Guang.


Legacy


Mausoleum of the First Qin Emperor

The Chinese historian Sima Qian, writing a century after the First Emperor's death, wrote that it took 700,000 men to construct the emperor's mausoleum. The British historian John Man points out that this figure is larger than any city of the world at that time and calculates that the foundations could have been built by 16,000 men in two years. While Sima Qian never mentioned the terracotta army, the statues were discovered by a group of farmers digging wells on March 29, 1974. The soldiers were created with a series of mix-and-match clay molds and then further individualized by the artists' hand. Han Purple was also used on some of the warriors. There are around 6,000 Terracotta Warriors and their purpose was to protect the Emperor in the afterlife from evil spirits. Also among the army are chariots and 40,000 real bronze weapons.


Qin Shi Huang's tomb

One of the first projects the young king accomplished while he was alive was the construction of his own tomb. In 215 BC Qin Shi Huang ordered General Meng Tian with 300,000 men to begin construction. Other sources suggested he ordered 720,000 unpaid laborers to build his tomb to specification. Again, given John Man's observation regarding populations of the time (see paragraph above), these historical estimates are debatable. The main tomb (located at 34°22′52.75″N 109°15′13.06″E) containing the emperor has yet to be opened and there is evidence suggesting that it remains relatively intact. Sima Qian's description of the tomb includes replicas of palaces and scenic towers, "rare utensils and wonderful objects", 100 rivers made with mercury, representations of "the heavenly bodies", and crossbows rigged to shoot anyone who tried to break in. The tomb was built on Li Mountain, which is only 30 kilometers away from Xian. Modern archaeologists have located the tomb, and have inserted probes deep into it. The probes revealed abnormally high quantities of mercury, some 100 times the naturally occurring rate, suggesting that some parts of the legend are credible. Secrets were maintained, as most of the workmen who built the tomb were killed.


Personal information

Father

King Zhuangxiang of Qin


Mother

Lady Zhao


Half siblings:

Chengjiao, Lord of Chang'an

Two half-brothers born to Lady Zhao and Lao Ai


Children

Fusu, Crown Prince

Gao

Jianglü

Huhai, later Qin Er Shi


Qin Shi Huang had about 28 children, but most of their names are unknown. He had numerous concubines.

Last update 17-06-2012

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